Table of Contents
|
OPEN ALL |
Subject |
Reg. No. |
Last Update |
Measurement and Capital Adequacy |
1 |
Introduction, Scope of Application and Calculation of Requirements |
201 |
|
03/2020 |
2 |
Constituents of Capital |
202 |
|
02/2018 |
3 |
The Standardised Approach - Credit Risk |
203 |
|
09/2020 |
4 |
The Internal Ratings-Based (IRB) Approach to Credit Risk |
204 |
|
09/2015 |
5 |
Securitization |
205 |
|
05/2013 |
6 |
Operational Risk |
206 |
|
07/2012 |
7 |
Market Risk |
208 |
|
06/2019 |
7.2 |
Capital Adequacy Assessment |
211 |
|
05/2013 |
9 |
Regulatory Capital Transitional Arrangements |
299 |
|
01/2015 |
8.1 |
Liquidity Coverage Ratio |
221 |
|
07/2018 |
7.1 |
Treatment for Illiquid Positions |
209 |
|
05/2012 |
7.3 |
Leverage ratio |
218 |
|
03/2020 |
8.3 |
Adjustments to Proper Conduct of Banking Business Directives for Dealing with the Coronavirus (Temporary Provision) |
250 |
|
11/2020 |
Management and control |
1 |
Board of directors |
301 |
|
01/2022 |
2 |
The external auditor of a banking corporation |
302 |
|
09/2007 |
3 |
Communication of External Auditor with Those Charged with Governance in the Banking Corporation |
303 |
|
10/2010 |
6 |
Chief accountant |
305 |
|
07/1998 |
8 |
Compliance and the Compliance function in a banking corporation |
308 |
|
09/2021 |
9 |
Controls and Procedures relating to Disclosure and Internal Control over Financial Reporting |
309 |
|
09/2008 |
7.5 |
Internal Audit Function |
307 |
|
09/2021 |
9.5 |
Risk Management |
310 |
|
09/2021 |
4 |
The External Auditor Performing Audits and Reviews in Accordance with Certain US Standards |
304a |
|
09/2016 |
1.05 |
Compensation policy at Banking Corporation |
301A |
|
12/2021 |
8.1 |
Handling of Public Complaints |
308A |
|
09/2021 |
6.1 |
Supervision of Overseas Branches |
306 |
|
09/2021 |
6.2 |
Control or Substantial Noncontrolling Interest in Nonbank Financial Corporations |
306A |
|
09/2021 |
Credit and investment |
1 |
Credit Risk Management |
311 |
|
10/2019 |
2 |
A banking corporation's business with related parties |
312 |
|
09/2016 |
3 |
Limitations on the indebtedness of a borrowers and a group of borrowers |
313 |
|
09/2021 |
4 |
Sound Credit risk Assessment and valuation for loans |
314 |
|
07/2017 |
5 |
Industry indebtedness limitation |
315 |
|
07/2017 |
8 |
Collateral database |
318 |
|
08/2013 |
10 |
Guaranteeing a yield on investments |
320 |
|
12/1995 |
11 |
Underwriting issues of securities |
321 |
|
10/2010 |
12 |
Capital market activity of the banking system |
322 |
|
01/2001 |
13 |
Limitations On Financing Capital Transactions |
323 |
|
04/2015 |
14 |
Management of Credit Facilities in Current Accounts |
325 |
|
12/2020 |
15 |
Project Finance |
326 |
|
07/2012 |
16 |
Limitations on Issuing Housing Loans |
329 |
|
12/2020 |
15.1 |
Leveraged Lending Management |
327 |
|
04/2015 |
17 |
Management of Credit Risk Derived from Trading Activity of Customers in Derivatives and Securities |
330 |
|
10/2017 |
16.1 |
Mortgage Consultants |
329A |
|
09/2017 |
1.1 |
Consumer Credit Management |
311A |
|
09/2021 |
Financial Risks |
1 |
Distribution of dividends by banking corporations |
331 |
|
01/2013 |
2 |
Share Buyback by Banking Corporations |
332 |
|
02/2019 |
3 |
Futures transactions |
335 |
|
12/1995 |
4 |
Pledging Assets of a Banking Corporation |
336 |
|
06/2021 |
5 |
Activity on the future contracts and options (MAOF) market |
337 |
|
10/2010 |
6 |
Market risk management |
339 |
|
09/2021 |
7 |
Liquidity risk management |
342 |
|
09/2014 |
2.05 |
Management of Interest Rate Risk |
333 |
|
09/2021 |
Risk Management |
2 |
Fraud and embezzlement by employees |
351 |
|
09/2016 |
3 |
Banker's insurance |
352 |
|
12/1995 |
5 |
Control over issuing of guarantees by a banking corporation |
353 |
|
09/2021 |
7 |
Verifying customers' accounts |
354 |
|
12/1995 |
11 |
Removal of documents from the offices of banking corporations |
356 |
|
12/1995 |
15 |
Transaction of business outside the banking corporation offices |
358 |
|
12/1995 |
17 |
Banking corporations' ties with intermediaries |
359 |
|
05/1997 |
19 |
Rotation and uninterrupted vacation |
360 |
|
01/2004 |
1 |
Operational Risk Management |
350 |
|
09/2021 |
9 |
Business continuity management |
355 |
|
09/2021 |
19.1 |
Cyber Defense Management |
361 |
|
09/2021 |
19.2 |
Cloud Computing |
362 |
|
09/2021 |
12 |
INFORMATION TECHNOLOGY MANAGEMENT |
357 |
|
12/2020 |
19.3 |
Supply Chain Cyber Risk Management |
363 |
|
09/2021 |
17.1 |
Outsourcing |
359A |
|
06/2021 |
19.4 |
E-Banking |
367 |
|
09/2021 |
19.35 |
Reporting of Technological Failures and Cyber Events |
366 |
|
11/2021 |
General - Bank-Customer Relationship |
1.9 |
Opening days of banking corporations' offices |
401 |
|
03/2017 |
2 |
Business day in banking corporations |
402 |
|
12/2011 |
3 |
Non-banking benefits to customers |
403 |
|
07/2016 |
4 |
Benefits to customers' employees |
404 |
|
12/1995 |
5 |
Police investigations |
405 |
|
12/1995 |
6 |
Banking services for new immigrants |
406 |
|
12/2020 |
7 |
Investment on a customer's account without his explicit agreement |
407 |
|
12/1995 |
8 |
Interest-bearing bank checks |
408 |
|
12/1995 |
9 |
Charging customers for legal fees |
409 |
|
12/1995 |
10 |
Solicitation of contributions from customers by employees of a banking corporation |
410 |
|
12/1995 |
11 |
Prevention of money laundering and financing of terror, and customer identification |
411 |
|
10/2021 |
12 |
Losing contact with renters of safe-deposit boxes |
413 |
|
12/1995 |
13 |
Procedures regarding fees |
415 |
|
02/2008 |
14 |
Minors' accounts |
416 |
|
12/2002 |
15 |
Activity of a banking corporation in a closed system |
417 |
|
04/2012 |
16 |
Retention of documents |
419 |
|
01/2006 |
17 |
Sending Notices via Means of Communication |
420 |
|
03/2019 |
18 |
Interest rate reduction or increase |
421 |
|
01/2014 |
19 |
Opening and managing a current account with no credit facility |
422 |
|
11/2018 |
20 |
Annual Reports to Customers of the Banking Corporations |
425 |
|
02/2016 |
15.1 |
Opening of Bank Accounts via the Internet |
418 |
|
07/2014 |
19.1 |
The Tracks Service |
423 |
|
06/2015 |
1.8 |
Closure of Bank Branches and Downsizing of Teller Services |
400 |
|
01/2017 |
12.5 |
Disclosure of costs of securities services |
414 |
|
04/2014 |
20.9 |
Use of Information According to the Checks Without Cover Law, and Response to Enquiries regarding Special Restriction |
430 |
|
09/2017 |
20.1 |
Provision of a professional human telephone response |
426 |
|
12/2020 |
Customers Accounts |
1 |
Checkbooks |
431 |
|
09/2012 |
2 |
Transferring Activity and Closing a Customer’s Account |
432 |
|
12/2020 |
3 |
An erroneous entry in a customer's account |
433 |
|
12/1995 |
4 |
Joint accounts - "survivors" clause |
434 |
|
12/1995 |
5 |
Telephone instructions |
435 |
|
01/2015 |
6 |
Deduction of income tax and commissions in foreign currency |
437 |
|
12/1995 |
7 |
Offsetting against savings schemes |
438 |
|
12/1995 |
8 |
Debits by authorization |
439 |
|
12/2020 |
9 |
Interest calculation on an on-call (SRO) deposit |
440 |
|
08/1998 |
10 |
Retrieval of data by customers |
441 |
|
11/2002 |
11 |
Cash Withdrawals from ATMs |
442 |
|
12/2005 |
5.1 |
Locating Dormant Deposits and Deceased Persons’ Accounts Project |
436 |
|
09/2016 |
Loans |
1.2 |
Procedures for extending housing loans |
451 |
|
11/2018 |
2 |
Loan management procedures |
452 |
|
12/1995 |
3 |
Third-party guarantees in favor of a banking corporation |
453 |
|
04/2014 |
4 |
Early repayment fee on a non-housing loan |
454 |
|
07/2016 |
5 |
Credit extension for the purchase of financial assets |
455 |
|
12/1995 |
1.1 |
Debt Collection Proceedings |
450 |
|
01/2018 |
1.05 |
Simplification of Customer Agreements |
449 |
|
07/2018 |
Securities |
1 |
A banking corporation's dealings in securities on its customers' account |
461 |
|
02/2007 |
2 |
Customers' investments in financial assets via portfolio managers |
462 |
|
10/2018 |
Credit Cards |
1 |
Debit Cards |
470 |
|
07/2014 |
2 |
Correction and cancellation of entries by credit card companies |
471 |
|
01/2001 |
2.1 |
Merchant acquirers and acquiring payment card transactions |
472 |
|
12/2018 |